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Cited Authorities
| Page | |
| United States v. Naftalin, 441 U.S. 768 (1979) |
8 |
| United States v. O' Hagan, 521 U.S. 642 (1997) |
5, 7 |
| Statutes and Rules: | |
| 15 U.S.C. § 77q(a) | 8 |
| 15 U.S.C. § 78j(b) | passim |
| 15 U.S.C. § 78u-4(b)(2) | 15 |
| 15 U.S.C. § 78u-4(f)(1) | 13 |
| 15 U.S.C. § 78bb(f)(5)(E) | 13 |
| 17 C.F.R. § 240.10b-5(a) | passim |
| 17 C.F.R. § 240.10b-5(b) | passim |
| 17 C.F.R. § 240.10b-5 (c) | passim |
