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The Forerunners (Romain Rolland)/XXI

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XXI

REFLECTIONS ON READING AUGUSTE FOREL

THE name of Auguste Forel is renowned in the world of European science, but within the confines of his own land his writings are perhaps less well known than they should be. Every one is familiar with the social activities of this splendid personality, of this man whose indefatigable energies and ardent convictions have not been affected either by his age or by ill-health. But Latin Switzerland, which justly admires the writings of the naturalist J. H. Fabre, hardly seems to realise that in Forel it is fortunate enough to possess an observer of nature whose insight is no less keen than that of Fabre, and whose scientific endowments are perchance even richer and more unerring. I have recently been reading some of Auguste Forel's studies of ant life, and I have been profoundly impressed by the wide scope of his experimental researches, carried on for a whole lifetime.[1] While patiently observing and faithfully describing the life of these insects, day by day, hour by hour, and year after year, his thoughts have been simultaneously directed towards the ultimate recesses of nature, so that he has been able from time to time to raise for a moment a corner of that veil of mystery which covers our own instincts.

Here is a strange fact. J. H. Fabre believes in providence, “le bon Dieu”; Auguste Forel is a monist, a psychophysicist. Nevertheless, Forel’s observations suggest to the reader a conception of nature which is far less crushing than that suggested by the observations of Fabre. The latter, untroubled by anxieties concerning the human soul, sees in the little insects he is studying nothing more than marvellous machines. But Forel discerns here and there sparks of reflective consciousness, germs of individual will. These are no more than widely separated luminous points, piercing the darkness. But the phenomenon is all the more impressive for its rarity. I have amused myself by selecting from out this wealth of observations a group of facts wherein are displayed the secular instincts, the “anagke,” of the species—oppugned, shattered, vanquished. Wherefore should a combat of this sort be less dramatic when waged by these humble ants than when it is waged by the Atrides in Orestes? In all cases alike, we have the same waves of force, blind or conscious; the same interplay of light and shade. And the analogy of certain social phenomena, as we observe them among these myriads of tiny beings, and as we observe them among ourselves, may help us to understand ourselves—and perhaps to achieve self-command.

I shall be content, here, to cull from the vast experimental repertory of Auguste Forel, those of his observations which bear upon certain psychopathological collective states, and those which bear upon the formidable problem which faces us to-day, the problem of war.

Ants, says Forel, are to other insects what man is to other mammals. Their brain surpasses that of all other insects in its relative size and in the complexity of its structure. Even if they fail to attain the level of individual intelligence characteristic of the higher mammals, nevertheless they excel all animals without exception in the development of their social instincts. It is not surprising therefore, that in many respects their social life should resemble that of the human species. Like the most advanced human communities, the ant societies are democracies, fighting democracies. Let us contemplate them at work.

The Ant State is not restricted to the single ant-hill; it has its territory, its domain, its colonies. Like our colonising powers, it has its ports of call, its revictualling stations. The territory is a single meadow, a few trees, or a hedge. The domain of exploitation consists of the ground and the subsoil, together with the aphis-bearing trees whence the ants take the aphides they keep under domestication. Their colonies are detached nests more or less distant from the metropolis and more or less numerous (there may be as many as two hundred), communicating with the primary nest by open roads or by underground passages. The depots are small nests or dug-outs for the use of ants on long expeditions, ants that require a rest or those that are overtaken by bad weather.

Naturally these communities tend to grow, and they thus come into conflict one with another. “Territorial disputes, along the frontier between two great ant communities, are the usual cause of embittered struggles. The aphis-bearing shrubs are the most fiercely contested. But, in the case of certain species, subterranean domains (the roots of plants) are likewise the region of savage warfare.” Some species live solely by war and plunder. Polyergus rufescens (Huber’s “amazon”) disdains work, and has indeed lost the power. The members of this species live as slave-owners, served, tended, fed, by troops of slaves, the latter being recruited (in the larval or pupal stage) by slave raids upon neighbouring ant-hills.

Thus war is endemic, and every citizen of these democracies, every worker ant, has to take part in the fighting. In certain species (Pheidole pallidula), the military caste is distinct from the working caste. The soldier takes no part in domestic work, but idles away the days in barracks, with nothing to do save at the times when life has to be staked for the defence of the community.[2] There are no leaders, or at any rate no permanent leaders. We see neither kings nor generals. The expeditionary armies of Polyergus rufescens, which may vary from one hundred thousand to two hundred thousand ants, act in obedience to streams of influence which appear to emanate from small and scattered groups, sometimes in the van and sometimes in the rear. When the army is on the march, the entire column will suddenly halt, remaining indecisive and motionless, as if paralysed. Of a sudden, the initiative will be taken by some small group of ants whose members rush about among the others, striking these on the head; then the temporary leaders start off, and the whole army is in motion once more.

Formica sanguinea is an able tactician. Forel follows Huber in his description of the fighting methods of this species. The insects do not advance in close formation, à la Hindenburg, but in platoons, communicating one with another by orderlies. They do not make a frontal attack; but, after watching the enemy’s movements, attempt to take him by surprise on the flank. Their aim, like that of Napoleon, is to concentrate upon a given point at a particular time, to secure there and then the advantage of numbers. Like Napoleon, too, they know how to lower the adversary’s morale. Seizing the psychological moment when the enemy’s courage or confidence flags, they hurl themselves upon him with irresistible fury, now recking nought of numbers, for they know that at such a time one fighter on their own side is worth a hundred on the other, where panic is rife. Moreover, like good soldiers, their aim is not to kill, so much as to gain the victory and to harvest its fruits. When the battle is won they post a guard at each exit of the conquered nest. The members of this guard allow the enemy ants to escape, provided these carry nothing away. The victors pillage to the uttermost, but do as little killing as possible.

Between species of equal strength, fighting for frontiers, war is not perennial. After many days of battle and glorious hecatombs, the rival states would appear to recognise that their respective ambitions are unattainable. As if by common consent, the armies withdraw within either side of a frontier, which is accepted by both parties with or without treaty. This frontier is respected much more perfectly than among men, bound merely by “scraps of paper.” The citizen ants of the two communities always keep strictly within their borders.

A matter of even greater interest is to note how this war-making instinct originates among our brothers the insects; to study how it develops; and to ascertain whether it is fixed or modifiable. Here Forel’s observations and experiments lead to the most remarkable deductions.

J. H. Fabre, in a famous passage of Insect Life,[3] tells us that “brigandage is the law in the struggle among living beings.… In nature, murder is universal. Everywhere we encounter a hook, a dagger, a spear, a tooth, nippers, pincers, a saw, horrible clamps, …” But he exaggerates. He has a keen eye for the facts of mutual slaughter and mutual devouring, but he fails to see the facts of mutual aid and associated effort. Kropotkin has devoted an admirable book to the study of phenomena of the latter class, as manifested throughout nature.[4] Furthermore, the careful observations of Forel show that in ants the instincts of war and plunder may be modified or overcome by instincts of a contrary character.

First of all, Forel proves that the war-making instinct is not fundamental. This instinct does not exist in the early stages of ant life. Putting together newly hatched ants belonging to three different species, Forel obtained a mixed ant community whose members lived in perfect harmony. The only primitive instinct of newly hatched ants is that for domestic work and the care of larvae. “Not until later do ants learn to distinguish between friend and foe; not until later do they realise that they are members of a single ant community on behalf of which they have to fight.”[5]

Forel next presents the fact, even more surprising, that the intensity of the warrior instinct is directly proportional to the size of the collectivity. Two ants of enemy species meeting at a distance from their respective nests or from their own folk, will avoid one another and run away in opposite directions. Even if you come across the armies in full combat, and you remove from the ranks an ant belonging to either side and shut the two by themselves in a small box, they will do one another no harm. If, instead of taking merely two, you shut up a moderate number from either side within a narrow space, they will fight half-heartedly for a while, but soon cease to struggle, and often end by making friends. In such circumstances, says Forel, they will never resume the struggle. But put these same ants back among the fighting forces of their respective sides, and separate them by a reasonable distance, so that they might live at peace, and you will see them return to the attack; the individuals which a moment before were avoiding one another with repugnance or fear, will now furiously engage in mutual slaughter.[6] It thus appears that the combative instinct is a collective contagion.

Sometimes this epidemic assumes unmistakably morbid attributes.[7] In proportion as it extends and in proportion as the struggle is prolonged, the fighting rage becomes a positive frenzy. The very same ant, which at the outset was timid, will now be affected with a paroxysm of furious madness. She no longer knows what she is about. She throws herself upon her own companions, kills the slaves that are endeavouring to calm her, bites everything she touches, bites fragments of wood, can no longer find her way. Other members of the community, slaves as a rule, have to surround such a frenzied worker by twos and threes; they seize her by the legs and caress her with their antennae until she comes to herself, has recovered as I might say “her reason.” Why not? Had she not lost it?

We have hitherto been dealing exclusively with general phenomena, those which obey fairly rigid laws. Now we are faced with special phenomena wherein initiative conflicts in the most peculiar way with the instinct of the species, and, which is yet more curious, in the end causes instinct to stray from its appointed path, and even to die out altogether.

Forel places in a jar some ants of enemy species, the sanguinea and the pratensis. After a few days of warfare, followed by a sullen armistice, he introduces a newly hatched pratensis which is very hungry. She runs to those of her own species begging them to feed her. The pratenses fob her off. Then the poor innocent appeals to the enemies of her species, the sanguineae, and, after the manner of ants, she licks the mouth of two among them. The two sanguineae are so touched by this gesture, which turns their instinct topsy-turvy, that they disgorge their honeyed store and feed the young enemy. Thenceforward all is well. An offensive and defensive alliance is formed between the little pratensis and the sanguineae against the ants of the young one’s own species. The alliance becomes irrevocable.

Let me adduce another example; the results of a common danger. Forel places in a bag a nest of sanguineae and another of pratenses. He shakes them together, and leaves them in the bag for an hour. Thereafter he opens the bag and places it in direct contact with an artificial nest. At first we witness a general state of confusion, a delirium of fear. The ants cannot recognise one another apart; they show their mandibles, and then sidle away in a panic. But by degrees calm is restored. The sanguineae begin by removing the pupae, taking indifferently those of both species. Some of the pratenses follow their example. From time to time fights take place, but these are merely single combats, and they grow less and less fierce. From the next day onwards, all work together. In four days the pact is sealed; the pratenses disgorge food to the sanguineae. At the end of a week, Forel transports them to the neighbourhood of an abandoned ant-hill. They settle in, helping one another in the house-moving, carrying one another, and so forth. No more than a few isolated individuals of the respective species, irreconcilable nationalists no doubt, keep up their sacred enmity, and end by killing one another. A fortnight later, the mixed community is flourishing; perfect concord prevails. The summit of the ant-hill, which at ordinary times is covered with pratenses for the most part, reddens with the martial sanguineae directly danger threatens the common state. Next month, Forel, carrying the experiment a stage further, went to the old nest for a number of the pratenses and put them down just outside the hill of the mixed community. The newcomers promptly fell upon the sanguineae. But these latter defended themselves without animosity, merely knocking the aggressors head over heels, and then letting them alone. The pratenses could not make it out. As for the other pratenses, those belonging to the mixed community, they avoided their sometime sisters, would not fight with them, but carried the pupae into the nest. The hostility was all on the side of the newcomers. Next day some of them had been admitted as members of the mixed community, and ere long relations were permanently established on a peace footing. Not in a single instance did the pratenses of the mixed community join with the newcomers to attack the sanguineae. The alliance between pratenses and sanguineae was stronger than the racial brotherhood of the pratenses; the enmity between the two hostile species had been permanently overcome.[8]

Such examples suffice to show how grave is the mistake of those who believe that instincts are quasi-sacred, and who, after they have included the fighting instinct in this category, regard it as imposed by fate upon all living animals from the lowest to the highest. For, in the first place, instinct varies greatly in its cogency. We find it to be non-modifiable or modifiable, absolute or relative, permanent or transient, not merely as we pass from one genus to another, but within the same genus as we pass from species to species,[9] and within the same species as we pass from group to group. Instinct is not a starting point, but is itself a product of evolution. Like evolution in general, it is progressive. The most ingrained instinct is merely an instinct of great antiquity. The observations quoted above suffice to show that the war-making instinct is less ingrained, less primitive, than people are apt to suppose, for even among the most combative species of ants, it can be resisted, modified, and restrained. If these humble insects are able to react against it, if they can modify their natures, if they can replace wars of conquest by peaceful cooperation, if they can substitute allied states (or, yet more remarkable, mixed and united states) for enemy states—should man be willing to avow himself more enslaved than they by his worst instincts, and less able than they to master these instincts? It is sometimes said that war lowers us to the level of beasts. War reduces us below that level, if we show ourselves less capable of freeing ourselves from the fighting spirit than are certain animal societies. It would be rather humiliating to be compelled to admit their superiority. Chi lo sa? … For my part I am far from certain that man is, as he is said to be, the lord of creation; more often, man is the destructive tyrant. I am sure that in many things he could learn wisdom from these animal societies, older than his own and infinitely diversified.

I do not propose to prophesy whether humanity will succeed (any more than the ant communities) in gaining the mastery over blind instinct. But what strikes me, as I read Auguste Forel, is the conviction that no more in man than in the ants is such a victory radically impossible. To recognize that a particular advance is not impracticable even though we should fail to realise that advance, seems to me more encouraging than the belief that, whatever we attempt, we shall run our heads against a stone wall. The window is closed. It is thick with grime. Perhaps we shall never be able to open it. But between us and the sunlit air there is nothing but a pane of glass, which we can break if we will.[10]


June 1, 1918.

“Revue Mensuelle,” Geneva, August, 1918.


  1. The most important of these studies have been collected in the great work Les Fourmis de la Suisse (Nouveaux mémoires de la Société helvétique des Sciences naturelles, vol. xxvi, Zurich, 1874), and in the admirable series Expériences et remarques pratiques sur les sensations des insectes, published in five parts in the"“Rivista di Scienze biologiche," Como, 1900–1901. [Two only of Forel’s writings on insects are available in the English language: The Senses of Insects, Methuen, London, 1908; and Ants and some other Insects, Kegan Paul, London, 1904.] But these works form no more than a fraction of the author's studies written on this subject. Dr. Forel recently told me that since the publication in 1874 of the work which has become a classic, he has penned no less than 226 essays upon ants.
  2. Some of these soldier ants function also as butchers, cutting up the prey into small fragments.
  3. Insect Life, Macmillan, London, 1901.
  4. Mutual Aid, Heinemann, London, 1915.
  5. Auguste Forel, Les Fourmis de la Suisse, pp. 261–263.
  6. Op. cit. p. 249.
  7. Polyergus rufescens.
  8. Op. cit. pp. 266–273.
  9. A great cause of error, among those who study insects, is to apply uncritically to an entire genus, observations made upon one or upon a few species. The species of insects are very numerous. Among ants alone, so Forel informs me, there are more than 7,500 species. These species exhibit all shades, all degrees, of instinct.
  10. I am well aware that the concluding statement in the text is in total contradiction with the thought of Auguste Forel, who denies free will. I do not propose here to reopen the agelong dispute between free will and determinism, which seems to me largely verbal. I shall consider the question elsewhere.