United States Code/Title 15/Chapter 2A/Subchapter I

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Chapter 2A. Securities and Trust Indentures

United States Code
the United States Government

Title 15. Commerce and Trade, Chapter 2A. Securities and Trust Indentures, Subchapter I. Domestic Securities

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From the U.S. Code Online via GPO Access [wais.access.gpo.gov] [Laws in effect as of January 3, 2005] [Document not affected by Public Laws enacted between January 3, 2005 and June 7, 2006] [CITE: 15USC77a]

128964United States Code — Title 15. Commerce and Trade, Chapter 2A. Securities and Trust Indentures, Subchapter I. Domestic Securitiesthe United States Government

SUBCHAPTER I—DOMESTIC SECURITIES

§ 77a. Short title

This chapter may be cited as the “Securities Act of 1933”.

§ 77b. Definitions; promotion of efficiency, competition, and capital formation
§ 77b-1. Swap agreements
§ 77c. Classes of securities under this subchapter
§ 77d. Exempted transactions
§ 77e. Prohibitions relating to interstate commerce and the mails
§ 77f. Registration of securities
§ 77g. Information required in registration statement
§ 77h. Taking effect of registration statements and amendments thereto
§ 77h-1. Cease-and-desist proceedings
§ 77i. Court review of orders
§ 77j. Information required in prospectus
§ 77k. Civil liabilities on account of false registration statement
§ 77l. Civil liabilities arising in connection with prospectuses and communications
§ 77m. Limitation of actions
§ 77n. Contrary stipulations void
§ 77o. Liability of controlling persons
§ 77p. Additional remedies; limitation on remedies
§ 77q. Fraudulent interstate transactions
§ 77r. Exemption from State regulation of securities offerings
§ 77r-1. Preemption of State law
§ 77s. Special powers of Commission
§ 77t. Injunctions and prosecution of offenses
§ 77u. Hearings by Commission
§ 77v. Jurisdiction of offenses and suits
§ 77w. Unlawful representations
§ 77x. Penalties
§ 77y. Jurisdiction of other Government agencies over securities
§ 77z. Separability
§ 77z-1. Private securities litigation
§ 77z-2. Application of safe harbor for forward-looking statements
§ 77z-3. General exemptive authority
§ 77aa. Schedule of information required in registration statement

Note

Source: May 27, 1933, ch. 38, title I, § 1 [§ 77a.], 48 Stat. 74.

Short Title of 1980 Amendment

Pub. L. 96–477, title VI, § 601, Oct. 21, 1980, 94 Stat. 2294, provided that:

“This title [amending sections 77b and 77d of this title] may be cited as the ‘Small Business Issuers' Simplification Act of 1980’.”